-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pv0DE1QaCa1hIleAZVYobZQ6dG08mQmlqKW5lWMfWB5NbEuksaQxF/L+NPcyYSjg O2qIhejOU9uAzguM2j14nA== 0000950124-03-003482.txt : 20031107 0000950124-03-003482.hdr.sgml : 20031107 20031107131025 ACCESSION NUMBER: 0000950124-03-003482 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031107 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON KENNETH HILTON CENTRAL INDEX KEY: 0001261022 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 1331 S FEDERAL CITY: CHICAGO STATE: IL ZIP: 60605 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BNCCORP INC CENTRAL INDEX KEY: 0000945434 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450402816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-49782 FILM NUMBER: 03984407 BUSINESS ADDRESS: STREET 1: 322 E MAIN STREET 2: PO BOX 4050 CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 7012503040 MAIL ADDRESS: STREET 1: 322 E MAIN STREET 2: PO BOX 4050 CITY: BISMARCK STATE: ND ZIP: 58501 SC 13D 1 c80747asc13d.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* -------- BNC CORP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 055936108 - -------------------------------------------------------------------------------- (CUSIP Number) Jeffry M. Henderson, Henderson & Lyman, 175 W. Jackson, Suite 240, Chicago, IL - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 16, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1746 (11-02) CUSIP NO. 055936108 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Kenneth Hilton Johnson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) Self - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 338,506 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 338,506 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 338,506 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.49% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) Individual - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- ITEM 7. MATERIAL TO BE FILED AS EXHIBITS The following shall be filed as exhibits: copies of written agreements relating to the filing of joint acquisition statements as required by ss. 240.13d-1(k) and copies of all written agreements, contracts, arrangements, understandings, plans or proposals relating to: (1) the borrowing of funds to finance the acquisition as disclosed in Item 3; (2) the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other matter as disclosed in Item 4; and (3) the transfer or voting of the securities, finder's fees, joint ventures, options, puts ,calls, guarantees of loans, guarantees against loss or of profit, or the giving or withholding of any proxy as disclosed in Item 6. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 6, 2003 - -------------------------------------------------------------------------------- Date /s/ Kim Carrier - -------------------------------------------------------------------------------- Signature Kim Carrier, Attorney in Fact - -------------------------------------------------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) ANSWERS TO ITEMS 1 THROUGH 7 ITEM 1. Common shares of BNCCORP, Inc. BNCCORP, Inc. is located at 322 East Main Avenue, Bismarck, North Dakota 58501. ITEM 2.(a) Kenneth Hilton Johnson (b) 1331 South Federal, Chicago, Illinois 60605 (c) Professional trader at the Chicago Mercantile Exchange, 30 South Wacker Drive, Chicago, Illinois 60606 and investor. (d) None. (e) None. (f) United States ITEM 3. Personal funds have been used in making all purchases. ITEM 4. The purpose of acquisition of the securities is price appreciation through a buy and hold strategy. (a) The reporting person, based on an analysis of market factors, including earnings, share price, etc., may purchase additional securities. (b) None. (c) None. (d) None. (e) None. (f) None. (g) None. (h) None. (i) None. (j) None. ITEM 5.(a) 338,506, 12.49% (b) All voting and dispositive power is controlled by Kenneth Johnson. There is no shared voting or dispositive power. Shares of Sole Voting Power: 338,506 Shares of Sole Dispositive Power: 338,506 (c) (1) Kenneth Hilton Johnson
Date (2) Quantity of Shares (3) Price per Share (4) Buy/Sell (5)* - ---------------------------------------------------------------------------------------------------------------------- 8/18/2003 1200 $13.50 Buy 8/19/2003 801 $13.50 Buy 8/22/2003 3000 $14.00 Buy 8/22/2003 2000 $14.00 Buy 8/25/2003 2000 $13.94 Buy 8/25/2003 2000 $13.95 Buy 8/25/2003 2000 $13.99 Buy 8/25/2003 1300 $14.00 Buy 8/26/2003 2700 $14.00 Buy 8/26/2003 1000 $14.04 Buy 8/26/2003 1000 $14.04 Buy 8/26/2003 1000 $14.09 Buy 8/26/2003 1000 $14.10 Buy 8/26/2003 1000 $14.10 Buy 8/28/2003 1500 $14.00 Buy 8/29/2003 1,000 $14.05 Buy 9/2/2003 600 $14.04 Buy 9/3/2003 500 $14.11 Buy 9/4/2003 700 $14.16 Buy 9/4/2003 400 $14.23 Buy 9/4/2003 400 $14.23 Buy 9/4/2003 400 $14.23 Buy 9/8/2003 400 $14.24 Buy 9/8/2003 100 $14.29 Buy 9/9/2003 500 $14.30 Buy 9/10/2003 400 $14.30 Buy 9/10/2003 100 $14.34 Buy 9/11/2003 400 $14.34 Buy 9/11/2003 300 $14.34 Buy 9/11/2003 200 $14.34 Buy 9/11/2002 100 $14.34 Buy 9/12/2003 200 $14.50 Buy 9/15/2003 500 $14.50 Buy 9/15/2003 300 $14.35 Buy 9/15/2003 300 $14.49 Buy 9/15/2003 300 $14.55 Buy 9/15/2003 100 $14.35 Buy
9/15/2003 100 $14.49 Buy 9/15/2003 100 $14.55 Buy 9/15/2003 100 $14.55 Buy 9/15/2003 100 $14.55 Buy 9/15/2003 100 $14.55 Buy 9/15/2003 100 $14.35 Buy 9/15/2003 100 $14.77 Buy 9/16/2003 600 $14.77 Buy 9/16/2003 500 $14.79 Buy 9/16/2003 400 $14.79 Buy 9/16/2003 100 $14.78 Buy 9/17/2003 300 $14.79 Buy 9/17/2003 300 $14.88 Buy 9/18/2003 500 $15.09 Buy 9/18/2003 300 $14.89 Buy 9/18/2003 300 $14.89 Buy 9/18/2003 100 $14.98 Buy 9/18/2003 100 $14.98 Buy 9/19/2003 200 $15.09 Buy 9/22/2003 300 $15.08 Buy 9/22/2003 100 $15.08 Buy 9/24/2003 700 $15.15 Buy 10/1/2003 2000 $15.25 Buy 10/1/2003 200 $15.39 Buy 10/7/2003 300 $15.45 Buy 10/7/2003 100 $15.56 Buy 10/16/2003 500 $14.75 Buy 10/16/2003 500 $14.75 Buy 10/16/2003 500 $14.85 Buy 10/16/2003 500 $14.85 Buy 10/16/2003 -300 $14.68 Sell 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 300 $14.94 Buy 10/16/2003 -200 $14.68 Sell 10/16/2003 200 $14.95 Buy 10/16/2003 113 $14.85 Buy
* Unsolicited buy/sell conducted through McDonnell, Inc., Chicago, Illinois. (d) None. (e) Not applicable. ITEM 6. None. ITEM 7. None. -----END PRIVACY-ENHANCED MESSAGE-----